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A 3-Level Prognostic Classification in Septic Shock Based on Cortisol Levels and Cortisol Response to Corticotropin
Djillali Annane, MD, PhD;
Véronique Sébille, PhD;
Gilles Troché, MD;
Jean-Claude Raphaël, MD;
Philippe Gajdos, MD;
Eric Bellissant, MD, PhD
JAMA. 2000;283:1038-1045.
ABSTRACT
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Context The hypothalamic-pituitary-adrenal axis is a major determinant of the host response to stress. The relationship between its activation and patient outcome is not known.
Objective To evaluate the prognostic value of cortisol levels and a short corticotropin stimulation test in patients with septic shock.
Design and Setting Prospective inception cohort study conducted between October 1991 and September 1995 in 2 teaching hospital adult intensive care units in France.
Participants A total of 189 consecutive patients who met clinical criteria for septic shock.
Intervention A short corticotropin stimulation test was performed in all patients by intravenously injecting 0.25 mg of tetracosactrin; blood samples were taken immediately before the test (T0) and 30 (T30) and 60 (T60) minutes afterward.
Main Outcome Measures Twenty-eight–day mortality as a function of variables collected at the onset of septic shock, including cortisol levels before the corticotropin test and the cortisol response to corticotropin ( max, defined as the difference between T0 and the highest value between T30 and T60).
Results The 28-day mortality was 58% (95% confidence interval [CI], 51%-65%) and median time to death was 17 days (95% CI, 14-27 days). In multivariate analysis, independent predictors of death (P .001 for all) were McCabe score greater than 0, organ system failure score greater than 2, arterial lactate level greater than 2.8 mmol/L, ratio of PaO2 to fraction of inspired oxygen no more than 160 mm Hg, cortisol level at T0 greater than 34 µg/dL and max no more than 9 µg/dL. Three groups of patient prognoses were identified: good (cortisol level at T0 34 µg/dL and max >9 µg/dL; 28-day mortality rate, 26%), intermediate (cortisol level at T0 34 µg/dL and max 9 µg/dL or cortisol level at T0 >34 µg/dL and max >9 µg/dL; 28-day mortality rate, 67%), and poor (cortisol level at T0 >34 µg/dL and max 9 µg/dL; 28-day mortality rate, 82%).
Conclusion Our data suggest that a short corticotropin test has a good prognostic value and could be helpful in identifying patients with septic shock at high risk for death.
INTRODUCTION
Septic shock remains the most common cause of death in noncoronary intensive care units (ICUs).1 To tackle this problem, numerous anti-inflammatory therapies have been tested during the past decade, but all of them have been unable to improve survival in patients with severe sepsis.2 Thus, there is an urgent need to better characterize septic patients with the worst outcome. Several clinical prognostic factors have already been identified (ie, preexisting underlying disease, presence of organ dysfunction, and severity of illness scores).3 Moreover, the hormonal profile has been suggested to be a valid predictor of outcome in critically ill patients.4 However, a pathophysiologic derangement that could help identify a group of patients who might benefit from a particular treatment has not been characterized yet.
The integrity of the hypothalamic-pituitary-adrenal (HPA) axis is a major determinant of the host's response to stress.5-6 During sepsis, the activation of the HPA axis is highlighted by increased corticotropin release from the pituitary gland,7 enhanced adrenal secretory activity,8-9 and high plasma cortisol levels.10-13 However, whether endogenous glucocorticoid levels are adequate or constitute an independent predictor of death remains controversial.10-15 For instance, several studies showed that the higher the plasma cortisol concentrations, the worse the patient's outcome.4, 7, 10, 16-18 In contrast, other studies reported lower cortisol levels in nonsurvivors compared with survivors.19-21 For this reason, in severe sepsis, the evaluation of the appropriateness of the activation of the HPA axis requires dynamic testing. In this respect, the most commonly used test is the short corticotropin stimulation test, normal adrenal function being defined by a plasma cortisol level (before or at 30 or 60 minutes after the injection of corticotropin) above 20 µg/dL.22 However, basal plasma cortisol levels are commonly greater than 20 µg/dL in severe sepsis and the use of the absolute increase in plasma cortisol levels after the intravenous injection of corticotropin may be more useful to evaluate adrenal function.12-13 Indeed, occult adrenal insufficiency (ie, an absolute increment of cortisol concentrations <9 µg/dL) after corticotropin may be associated with impaired pressor responsiveness to norepinephrine23 and a high mortality rate.24-25 Such results must be confirmed since other investigators have not found any relationship between cortisol response to corticotropin and survival from sepsis.26
In the context of renewed interest in corticosteroids as therapy for septic shock,14-15,21, 23-25,27-30 we undertook a prospective study to determine the incidence of occult adrenal insufficiency in septic shock patients and to assess the factors associated with mortality, taking special interest in cortisol levels and cortisol response to corticotropin.
METHODS
Study Population
All consecutive patients hospitalized in the ICU of 2 teaching hospitals (Raymond Poincaré hospital, Garches, France, and Antoine Béclère hospital, Clamart, France) between October 1991 and September 1995 were prospectively enrolled in the study if they met the following criteria for septic shock31: (1) for less than 7 days, a systemic inflammatory response as defined by 2 or more of the following: temperature higher than 38.5°C or lower than 35.0°C, heart rate of more than 90/min, respiratory rate of more than 20/min or PaCO2 of less than 32 mm Hg or need for mechanical ventilation, white blood cell count of more than 12.0 x 109/L or less than 4.0 x 109/L or containing more than 10% immature forms; (2) evidence for a nidus of infection; and (3) for less than 24 hours, systolic blood pressure of less than 90 mm Hg (for at least 1 hour) despite adequate fluid replacement and perfusion of 5 µg/kg/min or more of dopamine or dobutamine, and the presence of at least 2 signs of perfusion abnormalities (ie, lactic acidosis, oliguria, or an abrupt alteration in the mental status). Patients were not eligible if they had known previous conditions that may have disrupted the HPA axis.5-6,13, 22 The protocol was approved by our institutional review board and informed consent was obtained from the patient's next of kin.
Data Collection
Clinical Evaluation. At the onset of septic shock, the following variables were recorded: (1) general characteristics including age and sex, date of ICU admission, medical or surgical admission, estimated prognosis of any preexisting underlying disease according to the classification of McCabe and Jackson32 (nonfatal, ultimately fatal, or rapidly fatal); (2) severity of illness as assessed by the number of organ system failures (OSF score),33 Simplified Acute Physiology Score II,34 and vital signs (temperature, mean arterial pressure, heart rate, urinary output); and (3) interventions (at physician discretion) including volume of fluid infusion per 24 hours, antibiotics, type and titration of vasopressors, corticosteroid therapy, need for mechanical ventilation, insertion of a Swan-Ganz catheter, and surgical procedure.
Laboratory Variables. At the onset of septic shock, blood cultures and cultures of specimen drawn from the site of infection, hematologic and chemistry data, and arterial lactate and blood gas determinations were done systematically. A short corticotropin stimulation test was performed with 0.25 mg of tetracosactrin (Synacthène, Ciba, Rueil-Malmaison, France) given intravenously. Blood samples were taken immediately before the test (T0) and 30 (T30) and 60 (T60) minutes afterward. After centrifugation, plasma samples were stored at 4°C and cortisol (normal range, 6-28 µg/dL) was measured by enzyme-linked fluorescent assay (VIDAS Cortisol, Bio Mérieux SA, Lyon, France). The cortisol response (max) was defined as the difference between T0 and the highest of the T30 and T60 concentrations.
Follow-up. All patients were evaluated for 28 days from inclusion in the study. The evaluation of the following variables was performed daily in each patient during the shock: vital signs, hematocrit, total and differential leukocyte counts, platelet count, plasma electrolytes, glucose levels, serum creatinine and liver function test, arterial lactate and blood gases, and interventions, as previously defined.
Statistical Analysis
Statistical analyses were conducted using SAS software package (Version 6.12, SAS Institute, Cary, NC). We investigated the prognostic value for the probability of dying based on patient characteristics collected at the onset of septic shock and on values obtained with the short corticotropin test. We performed univariate analyses in which the data were compared between survivors and nonsurvivors using the t test for continuous variables and  2 test for categorical variables (or Fisher exact test as appropriate). To perform survival analyses, continuous variables were discretized according to their median value but categorical variables remained unchanged. Survival was estimated by the Kaplan-Meier method and compared between groups with the log-rank test for all the variables. Multivariate analyses were performed using a logistic regression model to estimate the odds ratio of dying (along with the 95% confidence interval [CI]). Calibration of the logistic model was assessed using the Hosmer-Lemeshow goodness-of-fit test35 to evaluate the importance of the discrepancy between observed and expected mortality. Discrimination was assessed using the area under the receiver operating characteristic (ROC) curve36 to evaluate how well the model distinguished patients who lived from those who died. A Cox proportional hazards regression model was used to assess variables related to death. This model assumes that the effect of a variable on the instantaneous death rate is constant over time. This assumption was checked for all predictor variables entered in the model.37 Stepwise and backward selection procedures were used for both regression models (logistic and Cox) to iteratively select the variables that were significantly related to death, as assessed by the likelihood ratio test. For all tests, P<.05 was considered statistically significant.
RESULTS
Patient Characteristics
Among the 189 patients admitted during the study period, 96 (51%) were recruited in the Garches center and 93 (49%) in the Clamart center. Of the 189 patients, 109 (58%; 95% CI, 51%-65%) died within the 28-day period following the onset of septic shock, 3 patients died after 28 days (they died after 31, 62, and 66 days, respectively). Table 1 shows patient characteristics at the onset of septic shock and results of the univariate analysis between the survivor and nonsurvivor groups. The McCabe and OSF scores and the Simplified Acute Physiology Score II were significantly associated with mortality. Among clinical and biological factors, mean arterial pressure, platelet count, arterial lactate and pH, the ratio of the PaO2 to the fraction of inspired oxygen (FIO2) were significantly different between survivors and nonsurvivors. Compared with survivors, nonsurvivors had significantly higher basal plasma cortisol levels (T0) and lower cortisol response to corticotropin (max). The mean maximum [SD] doses of dobutamine during the first 6 hours following the onset of septic shock were significantly lower in survivors compared with nonsurvivors (8.6 [4.5] vs 11.6 [6.4] µg/kg per minute; P = .005). Treatment with hydrocortisone during the follow-up was also less frequent in survivors compared with nonsurvivors (12% vs 29%; P = .006). The number of patients who had documented infection, sites of infection, and strains diagnosed at the onset of septic shock are shown in Table 2. Sites of infection were similar among survivors and nonsurvivors whereas gram-positive microorganisms were more common among nonsurvivors and gram-negative microorganisms were more common among survivors (P = .008).
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Table 1. Clinical and Biological Data Collected at the Onset of Septic Shock*
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Table 2. Patients Who Had Documented Infection, Sites of Infection, and Strains Diagnosed at the Onset of Septic Shock*
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All variables found to be significantly different between the survivor and nonsurvivor groups, according to the univariate analysis performed on patient characteristics at the onset of septic shock (apart from physician's interventions, namely the administration of catecholamines or hydrocortisone), were entered into the logistic regression model. Among those variables, the following 5 remained independently associated with death: McCabe and OSF scores, arterial lactate, PaO2:FIO2, and max (Table 3). Increases in the McCabe and OSF scores were associated with the highest odds of dying with 2.95 (95% CI, 1.56-5.59) and 2.41 (95% CI, 1.51-3.84), respectively. The Hosmer-Lemeshow goodness-of-fit test showed that the model was well calibrated with P = .44 (a large P value indicating that there is not a large discrepancy between observed and expected mortality). The area under the ROC curve was 0.863, showing that the model discriminated well between patients who lived and those who died.
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Table 3. Multivariate Logistic and Cox Regression Analyses
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Survival
The median time to death was 17 days (95% CI, 14-27 days) for all patients. Univariate analysis was performed to compare survival time distributions of all variables collected at the onset of septic shock using the log-rank test. Variables associated with death were McCabe score of more than 0 (P = .005), OSF score greater than 2 (P<.001), Simplified Acute Physiology Score II greater than 55 (P<.001), mean arterial pressure of 60 mm Hg or less (P<.001), arterial lactate level greater than 2.8 mmol/L (P<.001), arterial pH of 7.33 or less (P<.001), PaO2:FIO2 of 160 mm Hg or less (P = .002), T0 greater than 26 µg/dL (P = .003), and max of 8 µg/dL or less (P<.001). Among variables related to physician interventions, higher doses for dopamine (P = .04) and treatment with hydrocortisone (P = .04) were significantly associated with death.
Variables identified by the univariate analysis with the log-rank test (apart from physician interventions) were entered in the Cox proportional hazards regression model to identify the variables that have an important effect on mortality. As shown in Table 3, 6 variables were selected as being independently associated with mortality: McCabe score of more than 0, OSF score greater than 2, arterial lactate level greater than 2.8 mmol/L, PaO2:FIO2 of 160 mm Hg or less, T0 greater than 26 µg/dL, and max of 8 µg/dL or less.
Cortisol Levels and Cortisol Response to Corticotropin
We further investigated the prognostic value of the short corticotropin test using univariate analyses (with 2, log-rank tests, and ROC curves) and multivariate analyses (with logistic and Cox models). The 2 variables, T0 and max, were first studied separately. The values of T0 and max were discretized according to their 25th, 50th, and 75th percentiles as well as to their mean value. The reference value of 9 µg/dL24 was added for max.
As shown in Table 4, values of T0 larger than 34 µg/dL (mean) or even 45 µg/dL (75th percentile) were significantly associated with death rates and distribution of survival times, with the smallest P value (2 and log-rank tests) for 34 µg/dL. With T0 greater than 26 µg/dL (50th percentile), the difference in the proportion of deaths was almost significant (2 test) whereas the difference in the distributions of survival times was significant (log-rank test). All the threshold values of T0 are displayed on the ROC curve (Figure 1). The area under the ROC curve was 0.620 and the highest value reached for sensitivity and specificity, which is usually close to the intersection point between the ROC curve and the second bisecting line, was the threshold value of 26 µg/dL, which was associated with a sensitivity of 0.554 and a specificity of 0.584.
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Table 4. 2 and Log-Rank Tests for Death Rates and Distribution of Survival Times for Different Values of Cortisol Levels Before Test and of Maximum Variation After Test*
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As shown in Table 4, all threshold values chosen for max were significantly associated with death rates and distribution of survival times, with the smallest P value (2 and log-rank tests) for 9 µg/dL (reference value). Using this threshold, the estimate of the incidence of occult adrenal insufficiency is 54% (95% CI, 47%-61%) in our septic shock patients. All the threshold values of max are displayed on the ROC curve (Figure 1). The area under the ROC curve was 0.686 and the highest value reached for sensitivity and specificity was the reference value 9 µg/dL, which was associated with a sensitivity of 0.679 and a specificity of 0.649.
The highest values of the 2 and log-rank statistics were reached for 34 µg/dL for T0 whereas the highest values for sensitivity and specificity were reached for 26 µg/dL. For max, all results (2 and log-rank tests, and ROC curve) were in close agreement, leading to the same choice for the threshold value, namely 9 µg/dL. Therefore, the following combinations of T0 and max were studied: (1) T0 of 26 or 34 µg/dL or less and max greater than 9 µg/dL; (2) T0 of 26 or 34 µg/dL or less and max of 9 µg/dL or less or a T0 greater than 26 or 34 µg/dL and max greater than 9 µg/dL; (3) T0 greater than 26 or 34 µg/dL and max of 9 µg/dL or less. The information provided by T0 and max together, for both threshold values of T0 (26 and 34 µg/dL), was significantly associated with death rates and distribution of survival times (Table 5). However, the value of 34 µg/dL seems to be a more informative cut-off value than 26 µg/dL. By using this threshold value, compared with 26 µg/dL, the proportion of survivors was a bit higher (70% vs 68%) for combination 1 and the proportion of survivors was a bit lower (18% vs 20%) for combination 3. Moreover, the highest values of the 2 and log-rank statistics were both reached with 34 µg/dL. Using this threshold, the likelihood ratios for survival were 3.42 for T0 of 34 µg/dL or less and max greater than 9 µg/dL and 0.31 for T0 greater than 34 µg/dL and max of 9 µg/dL or less.
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Table 5. 2 and Log-Rank Tests for Death Rates and Distribution of Survival Times for Different Values of Cortisol Levels Before Test and of Maximum Variation After Test*
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We included, in a multivariate logistic regression model, T0 and max which were respectively discretized according to their mean and reference values (34 µg/dL for T0 and 9 µg/dL for max), the combination of T0 and max, as well as the variables previously identified by the univariate analysis (Table 1). As shown in Table 6, high McCabe and OSF scores, high arterial lactate, low PaO2:FIO2, T0 greater than 34 µg/dL, and max of 9 µg/dL or less remained independently and significantly associated with death. The Hosmer-Lemeshow goodness-of-fit test showed that the model was well calibrated with P = .75. The area under the ROC curve was 0.884, showing that the model discriminated well between patients who lived and those who died.
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Table 6. Multivariate Logistic Regression Analysis: Results of Stepwise and Backward Selection Procedures
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We also used Cox proportional hazards regression model by adding T0, max, and their combination in the same manner as previously described to the variables found to be significant in the univariate analysis to identify the variables that could have an important relationship with mortality. This time, the stepwise and backward selection procedures gave slightly different results. As shown in Table 7, the stepwise selection procedure identified the following variables as being independently associated with mortality: McCabe score of more than 0, OSF score greater than 2, arterial lactate level of more than 2.8 mmol/L, PaO2:FIO2 of 160 mm Hg or less, T0 greater than 34 µg/dL, and max of 9 µg/dL or less. The backward selection procedure gave slightly different results and identified the following variables as being independently associated with mortality: McCabe score of more than 0, OSF score greater than 2, mean arterial pressure of 60 mm Hg or less, arterial pH of 7.33 or less, PaO2:FIO2 of 160 mm Hg or less, T0 greater than 34 µg/dL, and max of 9 µg/dL or less.
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Table 7. Multivariate Cox Regression Analysis: Results of Stepwise Selection Procedure
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Figure 2 shows the survival curves for T0 ( or >34 µg/dL), max ( or >9 µg/dL), and the combination of T0 and max (T0 34 µg/dL and max >9 µg/dL; T0 34 µg/dL and max 9 µg/dL or T0 >34 µg/dL and max >9 µg/dL; and T0 >34 µg/dL and max 9 µg/dL). A total of 109 deceased patients instead of 112 are taken into account in this figure because, as previously mentioned, 3 patients died after 28 days. Death occurred more rapidly for patients with T0 greater than 34 µg/dL (median time to death, 6 days [95% CI, 4-12 days]), max of 9 µg/dL or less (median time to death, 11 days [95% CI, 8-15 days]), and for the following combination of T0 and max, a T0 greater than 34 µg/dL and max of 9 µg/dL or less (median time to death, 5 days [95% CI, 2-12 days]). Three different survival patterns appear in Figure 2: (1) high (T0 34 µg/dL and max >9 µg/dL; 28-day mortality rate of 26%); (2) intermediate (T0 34 µg/dL and max 9 µg/dL or T0 >34 µg/dL and max >9 µg/dL); 28-day mortality rate of 67%); and (3) low (T0 >34 µg/dL and max 9 µg/dL; 28-day mortality rate of 82%).
COMMENT
In this study, we included ICU patients with well-defined diagnosis of septic shock, complete clinical and physiological data, and a complete follow-up. The study was mainly designed to assess, at the early course of septic shock, the incidence and the prognostic value of occult adrenal insufficiency.
The 28-day mortality from septic shock was 58% (95% CI, 51%-65%). This result is consistent with the 56% rate of ICU mortality at 28 days recently reported.3 In our patients with septic shock, the incidence of occult adrenal insufficiency was 54% (95% CI, 47%-61%).
Several factors have been suspected to be associated with mortality in severe sepsis and septic shock.3, 38-43 The main prognostic factors reported to date are age, severity of patient's underlying disease, number of organ system dysfunctions, severity of illness scores, hypothermia, neutropenia, thrombocytopenia, lactic acidosis, multisource of infection, positive blood culture, type of infecting organism, blood concentrations of endotoxin, and cytokines. Since the initial reports of Waterhouse44 and Friderichsen,45 the implication and prognostic value of a secretory failure of the adrenal glands in patients with severe sepsis is still under debate.4, 7-14,16-21,24-30,46-47
In the 189 patients with septic shock included in our study, most of the foregoing factors were significantly associated with mortality in the univariate analyses. High basal plasma cortisol levels and weak cortisol response to corticotropin were also associated with mortality. After multivariate analyses, only 6 factors remained independently associated with death: ultimately or rapidly fatal underlying disease, more than 2 OSFs, arterial lactate level greater than 2.8 mmol/L, PaO2:FIO2 below 160 mm Hg, basal plasma cortisol levels above 34 µg/dL, and cortisol response to corticotropin below 9 µg/dL. Thus, our study suggests that basal plasma cortisol levels are higher in the patients who have the highest risk of mortality,4, 7, 10, 16-18 with 34 µg/dL as the best cut-off point to discriminate between survivors and nonsurvivors from septic shock. One third of patients with septic shock had a basal cortisol level above 34 µg/dL. This study also shows that the weaker the cortisol response the higher the risk of death.10, 24-25 A difference of 9 µg/dL between basal cortisol levels and the highest of the 30- and 60-minute concentrations after corticotropin was the best cut-off point to discriminate between survivors and nonsurvivors from septic shock. More than 50% of patients with septic shock had a blunted cortisol response (max 9 µg/dL). The combination of the value of basal cortisol levels ( or >34 µg/dL) and the highest value of the cortisol response to corticotropin ( or >9 µg/dL) allowed us to define 3 different patterns of activation of the HPA axis in septic shock. These patterns were clearly associated with 3 different outcomes. First, 30% of our patients with septic shock had what we consider to be adequate HPA axis activation with a basal cortisol level below 34 µg/dL and a cortisol response to corticotropin above 9 µg/dL. These patients had the lowest risk of death and a median survival time of more than 28 days. Second, almost 20% of our patients with septic shock had a basal cortisol level above 34 µg/dL with an occult adrenal insufficiency (max 9 µg/dL). These patients had the highest risk of death and a median survival time of 5 days. Finally, more than 50% of our patients with septic shock had a basal cortisol level below 34 µg/dL and a cortisol response to corticotropin below 9 µg/dL or a basal cortisol level above 34 µg/dL and a cortisol response to corticotropin above 9 µg/dL. These patients had an intermediate risk of death and a median survival time of 12 days.
Thus, at onset of septic shock, basal plasma cortisol values and cortisol response to corticotropin appear as independent predictors of 28-day mortality, which allows us to propose a new prognostic classification of 3 groups. This 3-level classification only requires a short corticotropin test and has a good prognostic value. It should therefore be helpful in identifying a group of patients at high risk of death and in planning new randomized trials, particularly to evaluate the effectiveness of corticosteroids.
AUTHOR INFORMATION
Advisory Board: David Bihari, MD; Christian Brun-Buisson, MD; Timothy Evans, MD; John Heffner, MD; Norman Paradis, MD.
Corresponding Author and Reprints: Djillali Annane, MD, PhD, Service de Réanimation Médicale, Hôpital R. Poincaré, 104 Blvd Raymond Poincaré, 92380 Garches, France (e-mail: djillali.annane{at}rpc.ap-hop-paris.fr).
Author Affiliations: Department of Intensive Care Unit, Hospital Raymond Poincaré, School of Medicine of Paris-Ouest, Garches, France (Drs Annane, Raphaël, and Gajdos); Department of Intensive Care Unit, Hospital Antoine Béclère, Clamart, France (Dr Troché); and Department of Pharmacology, Hospital Pontchaillou, Université Rennes I, Rennes, France (Drs Sébille and Bellissant).
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