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Prevalence of Olfactory Impairment in Older Adults
Claire Murphy, PhD;
Carla R. Schubert, MS;
Karen J. Cruickshanks, PhD;
Barbara E. K. Klein, MD, MPH;
Ronald Klein, MD, MPH;
David M. Nondahl, MS
JAMA. 2002;288:2307-2312.
ABSTRACT
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Context Older adults represent the fastest-growing segment of the US population, and prevalences of vision and hearing impairment have been extensively evaluated. However, despite the importance of sense of smell for nutrition and safety, the prevalence of olfactory impairment in older US adults has not been studied.
Objective To determine the prevalence of olfactory impairment in older adults.
Design, Setting, and Participants A total of 2491 Beaver Dam, Wis, residents aged 53 to 97 years participating in the 5-year follow-up examination (1998-2000) for the Epidemiology of Hearing Loss Study, a population-based, cross-sectional study.
Main Outcome Measures Olfactory impairment, assessed by the San Diego Odor Identification Test and self-report.
Results The mean (SD) prevalence of impaired olfaction was 24.5% (1.7%). The prevalence increased with age; 62.5% (95% confidence interval [CI], 57.4%-67.7%) of 80- to 97-year-olds had olfactory impairment. Olfactory impairment was more prevalent among men (adjusted prevalence ratio, 1.92; 95% CI, 1.65-2.19). Current smoking, stroke, epilepsy, and nasal congestion or upper respiratory tract infection were also associated with increased prevalence of olfactory impairment. Self-reported olfactory impairment was low (9.5%) and this measure became less accurate with age. In the oldest group, aged 80 to 97 years, sensitivity of self-report was 12% for women and 18% for men.
Conclusions This study demonstrates that prevalence of olfactory impairment among older adults is high and increases with age. Self-report significantly underestimated prevalence rates obtained by olfaction testing. Physicians and caregivers should be particularly alert to the potential for olfactory impairment in the elderly population.
INTRODUCTION
The prevalence of taste and smell disorders in the United States is unknown. More than 200 000 visits are made to physicians each year for chemosensory complaints,1 yet most chemosensory problems may be undetected. The prevalence of chronic olfactory problems from the National Health Interview Survey (NHIS) was estimated at 1.42%, or 2.7 million Americans. In the age groups of 55 to 64 years, 65 to 74 years, and 75 years or older, the prevalence rates were 1.99%, 2.65%, and 4.60%, respectively.2 A National Geographic survey in 1986 estimated prevalence among its readership of 0.8%.3 These data are informative but are based on self-report and may substantially underestimate prevalence.
Persons with chemosensory problems, particularly those who are elderly or living alone, are at increased risk of both nutritional problems4-5 and danger from fire or gas explosion.6 Thus, prevalence of smell impairment and awareness of smell loss are important. A study of 80 healthy elderly persons and 80 patients with Alzheimer disease noted a lack of awareness of decreased ability to detect odor.7 Laboratory studies involving actual testing of older persons show significant olfactory impairment in the elderly.8-9
The current investigation was conducted to determine the prevalence of olfactory impairment in a large population-based study of older adults and to compare the prevalence of olfactory impairment measured by olfaction testing with that measured by self-report.
METHODS
Participants
The Epidemiology of Hearing Loss Study (EHLS) is a population-based study of sensory loss and aging in older adults in Beaver Dam, Wis.10 The San Diego Odor Identification Test (SDOIT)11-12 and related olfaction questions were a component of the 5-year follow-up examination (1998-2000) of the EHLS cohort. Eligibility criteria for the baseline EHLS examination were age 43 to 84 years in 1987-1988, residence in the city or township of Beaver Dam in 1987-1988, and participation in the baseline examination (1988-1990) for the Beaver Dam Eye Study.13 A private census was conducted in 1987-1988 to identify all residents of the city or township of Beaver Dam who were aged 43 to 84 years (n = 5924). Of those identified, 83% (n = 4926) participated in the eye study. In 1993-1995, the surviving members of this cohort (n = 4541) were invited to participate in the baseline EHLS examination. Of these, 82.6% participated (n = 3753). There were 3407 participants alive at the beginning of the EHLS 5-year follow-up, of whom 2800 (82.2%) participated in the study; 112 completed only the interview component. Of the 607 who did not participate, 164 (4.8%) died, 436 (12.8%) refused, and 7 (0.2%) were lost to follow-up. Patients with dementia were not excluded, but they were less likely to have complete olfaction data. Complete olfaction data were obtained from 2491 participants (92.7% of in-person examinations). All gave written informed consent according to the protocol approved by the University of WisconsinMadison Institutional Review Board.
Comparisons between the participants in the baseline EHLS and 1990 US Census data indicate that the cohort is similar to US non-Hispanic whites in age and sex distributions for people older than 40 years but were slightly less likely to report high annual income ( $60 000).10 Comparisons using 2000 census data confirm that the age and sex distributions are similar for participants in the 5-year follow-up and all US persons aged 55 years or older and for the subset of the US non-Hispanic white population.14 Income data from the 2000 census have not yet been released. The EHLS cohort is predominately non-Hispanic white.
Olfactory Examination
Participants were tested individually by trained personnel with the SDOIT, an 8-item odor identification test that uses common, natural odors typically found in the home (eg, coffee, chocolate).11-12 Test-retest reliability of this test was r = 0.86 when tested with a mean delay of 5 days in a sample of 92 subjects.11 Odorants were wrapped in gauze and kept in opaque containers to minimize visual clues. Participants were tested with the eyes closed to prevent visual clues, with an interstimulus interval of 45 seconds to minimize adaptation.15 A picture board with illustrations of the target items as well as distracters was presented to aid in identification. The odorants were presented in random order to the participant. Scores were calculated as the percentage of the odorants correctly identified. To identify a suitable cut point for classification of impairment, scores were examined for the youngest participants in the current study (53-59 years) who reported having no sinus infections/sinus problems in the week prior to examination and did not have nasal congestion on the day of the examination. Ninety-five percent of this group achieved scores of 6, 7, or 8. Therefore, for estimating prevalence, participants identifying fewer than 6 of 8 odorants were considered impaired. This cut point also corresponds to approximately 2 SDs less than the mean score in a group of 75 healthy adults aged 20 to 40 years. Young adults with scores in this range would be considered clinically hyposmic.16
Information about self-assessed olfactory loss was obtained from a questionnaire that was administered as an interview. Self-reported smell impairment was determined by the question, "Do you have a normal sense of smell (compared to other people)?" The olfaction questions were asked prior to the administration of the SDOIT.
Data Analysis
Analyses were conducted with SAS software.17 The relations between impaired olfaction and various potential risk factors were first assessed by means of contingency tables. The 2 test for general association was used to assess most relations. For the relations between impaired olfaction and use of labetalol hydrochloride and between impaired olfaction and Parkinson disease, the Fisher exact test was used because of small cell sizes.18 For the relation between impaired olfaction and age group, the Mantel-Haenszel 2 test for overall trend was used.19 Next, each potential risk factor was assessed in an age- and sex-adjusted logistic regression model with impaired olfaction as the dependent variable. Factors that were at or near statistical significance ( 2 P<.05) were entered together into a multiple logistic regression model, which was then reduced to its most parsimonious form with the backwards-elimination selection method. Potentially important interactions were tested, but none was statistically significant. In addition to odds ratios, prevalence ratios (adjusted for the prevalence of impairment among the unexposed according to the method of Zhang and Yu20) are reported.
Potential risk factors examined included age; sex; smoking status; occupation (production, craftsman, repairman, operator, fabricator, or laborer vs other); sinus infection/problems in the past week; nasal congestion on the day of the examination or upper respiratory tract infection within the past week; history of allergies (mold/pollen/animals/food), head injury (skull fracture, concussion, broken nose, loss of consciousness due to a head injury, whiplash, or other serious neck injury), deviated septum, nasal polyps, chemotherapy, stroke, Parkinson disease, diabetes, and epilepsy; and use of selected medications based on past reports21 (amitriptyline hydrochloride, nifedipine, propranolol hydrochloride, or labetalol).
RESULTS
The mean (SD) age of the participants in the olfactory examination was 68.7 (9.4) years; 58% of the participants were women. The distributions of participant characteristics by olfactory impairment as measured by the SDOIT are shown in Table 1. Twenty percent of those considered to have olfactory impairment by testing reported having an abnormal sense of smell, while 6% of those with normal scores on the SDOIT also reported having an abnormal sense of smell.
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Table 1. Descriptive Characteristics of Study Participants by Olfactory Impairment as Measured by the San Diego Odor Identification Test
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Overall, the mean (SD) prevalence of olfactory impairment in this population was 24.5% (1.7%). The prevalence of olfactory impairment was greater among men and older age groups (Table 2).
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Table 2. Prevalence of Olfactory Impairment by Age and Sex*
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The prevalence of olfactory impairment as measured by the SDOIT (24.5%) was much higher than the prevalence of self-reported smell impairment (9.5%). Using the SDOIT test results as the criterion standard, self-report was a poor measure of olfactory impairment. The overall sensitivity of self-report was 20% and the specificity was 94%. Table 3 shows the age- and sex-specific sensitivity (ability of self-report to identify those with impairment) and specificity (ability of self-report to identify those with normal olfaction) for self-reported impairment. Specificity was uniformly high for all groups, indicating that those with normal smell tend to accurately report no abnormalities, but the sensitivity of self-reported impairment was very poor, suggesting that many people with an impaired sense of smell were unaware of the problem. Sensitivity of self-report declined with age.
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Table 3. Sensitivity and Specificity of Self-reported Abnormal Olfaction by Age and Sex Compared With Impairment Detected Using the San Diego Odor Identification Test
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Next, we evaluated age- and sex-adjusted associations between the potential risk factors presented in Table 1 and the prevalence of olfactory impairment as measured by the SDOIT. As shown in Table 4, current smoking, nasal congestion or upper respiratory tract infection, history of stroke, and history of epilepsy were associated with olfactory impairment. When factors that were at or near statistical significance were entered together into a multiple logistic regression model, age, sex, current smoking, nasal congestion or upper respiratory tract infection, stroke, and epilepsy were associated with increased odds of olfactory impairment (Table 5). Olfactory impairment did not differ for former smokers compared with those who never smoked cigarettes.
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Table 4. Age- and Sex-Adjusted Odds Ratios (ORs) and Prevalence Ratios (PRs)20 for Olfactory Impairment*
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Table 5. Multivariate Model for Olfactory Impairment as Measured by the San Diego Odor Identification Test*
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COMMENT
This is the first large population-based study to our knowledge to report the prevalence of olfactory impairment measured by testing. The prevalence of measured olfactory impairment in this study of older persons was quite high (24.5% overall), and impairment increased with advancing age in both men and women. According to the 2000 census, there are approximately 60 million Americans aged 55 years or older.14 Thus, we estimate that approximately 14 million older adults in the United States have olfactory impairment. The age effects observed in the present study are supported by smaller-scale studies with convenience and laboratory samples.8-9,22-23 Likewise, in a convenience sample, 80% of the 123 participants aged 80 years or older showed olfactory impairment.24 In the EHLS population, the prevalence of olfactory impairment was slightly lower among those 80 to 97 years of age (62.5%); both studies indicate a very high prevalence of olfactory impairment among the oldest age group.
This study also found differences in olfactory impairment between men and women. Men consistently demonstrated a higher prevalence of impairment compared with women in the same age group. These sex differences have been found in other studies3, 22, 25-26 at all ages, even before puberty; similar differences have been observed with other measures of olfactory function (eg, event-related brain potentials27-29).
Self-reported abnormal sense of smell was substantially less prevalent than measured smell impairment. The finding is consistent with data from a smaller convenience sample of 80 healthy elderly and 80 Alzheimer disease patients.7 In that study, both healthy elderly and Alzheimer disease patients showed unawareness of smell loss measured with olfactory thresholds. Hoffman et al2 found prevalence rates for self-reported olfactory impairment of 1.99%, 2.65%, and 4.6% for age groups of 55 to 64 years, 65 to 74 years, and 75 years or older, respectively, in participants in the NHIS. Overall, the EHLS participants reported a higher prevalence of olfactory impairment than that found in the NHIS, which may reflect methodological differences or the older age distribution of the EHLS cohort compared with the NHIS. The NHIS queried household respondents about chronic (lasting 3 months) smell problems experienced by each household member rather than ascertaining self-reported impairment.2 In contrast, the EHLS participants were asked about their sense of smell on the day of examination, so some transitory losses may have been included. Despite the differences, both the present study and the NHIS had significantly lower self-reported prevalence rates than those obtained by olfaction testing in this study.
The most common causes of clinically observed olfactory impairment fall into 4 categories: head trauma, inflammatory (including allergic rhinitis and nasal sinus disease), prior upper respiratory tract infection, and neurodegenerative disease (including Alzheimer disease and Parkinson disease).21 Much less common are exposure to toxic chemicals, congenital anomaly, or other causes, such as craniofacial surgery, seizure disorders, cerebrovascular accidents, olfactory groove or temporal tumors, and endocrine disorders.21, 30-31 Although olfactory impairment has been reported in association with a large number of diseases,21, 30-40 the vast majority of patients presenting for assessment at taste and smell clinics have olfactory impairment as a result of allergic rhinitis, nasal sinus disease, history of prior upper respiratory tract infection, or head trauma.21 In the present study, olfactory impairment was associated with nasal congestion at examination or having had an upper respiratory tract infection in the past week. In addition, stroke, epilepsy, and current smoking were associated with olfactory impairment. These findings are consistent with previous reports.21 In some cases, olfactory impairment is reversible; thus, smell impairment is important to identify and treat when possible.16 Use of antibiotics for bacterial causes of sinusitis and intranasal steroids for allergic sinusitis can reverse olfactory impairment.16, 41
Schiffman37 has demonstrated that older adults who take a moderate number of medications but who otherwise live active, healthy lives have poorer taste threshold sensitivity than young adults. The mechanisms for these adverse effects have not been identified but may involve the bitter tastes of many drugs that are present in the saliva or are circulating in the lingual blood supply.42-45 The extent to which olfactory disorders occur as adverse effects to drugs is not known, but this is under investigation.38, 42 While our assessment of medication effects was limited by the lack of dosage and duration data, the present data suggest that on a population level, medication use may not be a major contributor to the prevalence of olfactory impairment. Well-controlled clinical trials of the adverse chemosensory effects of drugs are needed to identify pharmacological agents that cause taste and smell disorders and to understand the underlying mechanisms for dysfunction.
In addition to known etiologies of olfactory dysfunction, several mechanisms may be involved in age-related olfactory impairment that are not associated with disease states. Both peripheral and central causes of age-related olfactory impairment have been postulated and both may play a role. Insult to the olfactory mucosa as a result of various disease processes and/or exposure to environmental pollutants has been speculated to lead to the replacement of olfactory mucosa with respiratory epithelium.46-47 Atrophy of the olfactory bulb48 and tract49-50 occurs in old age, with numbers of glomeruli and mitral cells declining with age.51 Structural magnetic resonance imaging shows age-associated volume loss in mesial temporal lobe areas important to olfactory processing.52 Functional magnetic resonance imaging shows less activation in elderly individuals during olfactory processing, both in mesial temporal lobe areas (C.M., B. Cerf-Ducastel, unpublished data, 2002) and in orbital frontal cortex.53 Olfactory event-related brain potentials show longer latencies and smaller amplitudes in elderly persons.27-29
Nutrition is an important factor to consider in older persons with olfactory deficits. Age-related changes in flavor perception may contribute to changes in food palatability and nutritional intake.54-56 Since olfactory function is an important component in flavor perception, impaired odor perception, reflected in poor identification of odors, will dull the flavor of foods and beverages. Metabolic rate, energy intake, and macronutrient intake decrease with age, and food selection can become increasingly important in maintaining energy balance.57 It is well documented that malnutrition and subclinical nutritional deficiencies occur among the elderly population.4-5 An awareness of olfactory impairment and serious consideration of the issue of meal preparation may facilitate good nutrition in the elderly population.37, 58
An important warning system is compromised in older adults with impaired olfactory function, leaving them at increased risk for injury from gas explosion and fire. Indeed, older adults are involved in a disproportionate percentage of home fires,59 suggesting the importance of heightened awareness of the need for gas and smoke detectors in the homes of impaired older adults.
The present study has some limitations. Olfaction testing was added in 1998-2000 as part of the 5-year follow-up examination for the EHLS. While, as in all studies of aging, mortality was the largest reason for loss to follow-up, the continuing comparability of the age and sex distributions of participants and the US population suggests that these data are reliable point estimates of the prevalence of olfactory impairment among older adults. The participants were primarily of non-Hispanic white race. The lack of racial diversity may limit the generalizability of these data to minority groups. However, others have found no differences in reported prevalence of smell loss by race/ethnicity (white, black, or Hispanic).2
Any measure of olfactory impairment, including the SDOIT, uses a limited set of stimulants that may leave some relatively rare specific anosmias undetected. Patients with dementia were not excluded from participation in the present study, but they were less likely to have complete olfaction data. Olfactory impairment is common in dementia. Thus, some cases of olfactory impairment in the cohort may have gone undetected. It is possible that we have underestimated the prevalence of olfactory disorders. However, given the SDOIT's high test-retest performance, low cost, acceptability to participants, and the short testing time required, this test is useful for population-based field studies of health and is clearly less likely to underestimate the prevalence of olfactory impairment than studies that rely on self-report.
CONCLUSIONS
The prevalence of impaired olfactory function found in this study implies that a significant portion of the older population has an impaired ability to identify common household odors and most of them are unaware of the impairment. The oldest participants in this study, those aged 80 to 97 years, demonstrated the highest prevalence of olfactory impairment. Thus, the present findings have important implications for the health and safety of older adults. There is a clear need to educate elderly persons and their caregivers about potential hazards accompanying impairment in olfactory function and how such hazards can be best avoided. Prevalence rates were also significantly greater when determined from actual testing rather than from self-report and the gap between self-reported and tested impairment increased with age. Therefore, administration of smell tests is necessary to obtain accurate prevalence rates of smell impairment, at least in the age groups tested. We estimate that approximately 14 million older US adults have olfactory impairment. Further epidemiological studies are needed to assess prevalence of olfactory loss in racial/ethnic groups other than non-Hispanic whites. Future studies should include measurement of olfactory function.
AUTHOR INFORMATION
Author Contributions: Study concept and design: Murphy, Schubert, Cruickshanks, B. Klein, Nondahl.
Acquisition of data: Murphy, Schubert, Cruickshanks, B. Klein.
Analysis and interpretation of data: Murphy, Schubert, Cruickshanks, R. Klein, Nondahl.
Drafting of the manuscript: Murphy, Schubert, Cruickshanks, Nondahl.
Critical revision of the manuscript for important intellectual content: Murphy, Schubert, Cruickshanks, B. Klein, R. Klein, Nondahl.
Statistical expertise: Murphy, Cruickshanks, Nondahl.
Obtained funding: Murphy, Cruickshanks.
Administrative, technical, or material support: Schubert, Cruickshanks.
Study supervision: Schubert, Cruickshanks.
Funding/Support: This research was supported by National Institutes of Health grants AG11099 to Dr Cruickshanks and AG04085 to Dr Murphy from the National Institute on Aging and EY06594 to Drs R. and B. Klein from the National Eye Institute.
Acknowledgment: We thank Judith Finkelstein, PhD, for facilitating this collaboration, Terence M. Davidson, MD, for otorhinolaryngological expertise, Michael D. Madowitz for assistance, and the cohort of the Beaver Dam epidemiological studies for participation.
Corresponding Author and Reprints: Claire Murphy, PhD, San Diego State University/University of California, San Diego, Joint Doctoral Program, 6363 Alvarado Ct, Suite 101, San Diego, CA 92120 (e-mail: cmurphy{at}sciences.sdsu.edu).
Author Affiliations: San Diego State University and University of California, San Diego, School of Medicine (Dr Murphy); and the Departments of Ophthalmology and Visual Sciences (Ms Schubert, Drs Cruickshanks, B. Klein, and R. Klein, and Mr Nondahl) and Population Health Sciences (Dr Cruickshanks), University of Wisconsin, Madison.
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