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Reporting Dementia on the Death Certificates of Nursing Home Residents Dying With End-Stage Dementia
To the Editor: In 2004, the National Center for Health Statistics (NCHS) ranked Alzheimer disease as the fifth leading cause of death among US residents older than 65 years, an increase from prior years.1 NCHS data are derived from death certificates. Retrospective studies of patients who died at various stages of dementia suggest this condition is underreported on death certificates.2-3 We prospectively observed a cohort of nursing home residents who had been diagnosed with end-stage dementia to describe which conditions were documented on their death certificates.
Methods
Data were collected between 2003 and 2007 from the Choices, Attitudes, and Strategies for Care of Advanced Dementia at the End-of-Life study, a prospective study of 323 residents of 22 Boston-area nursing homes with advanced dementia, each followed up for up to 18 months.4 Eligibility criteria included age older than 60 years and advanced dementia (based on physician documentation of dementia in chart and Global Deterioration Scale stage 7 determined by a nurse).5 The Hebrew SeniorLife institutional review board approved this study. Written consent was provided by participants' health care proxies.
Descriptive data included age, sex, race (reported by proxies using predefined categories), dementia type (Alzheimer, vascular, or other, from medical records), nursing home length of stay, living in a dementia special care unit, location of death, and functional status at study entry (from nurses; Bedford Alzheimer Nursing Severity Subscale6). Descriptive variables, including race, were ascertained to allow for comparability with other samples.
Massachusetts death certificates, obtained for all participants who died during follow-up, have 3 sections. In part 1, line A requests the "immediate cause of death." Lines B through D request the "sequence of conditions resulting in the immediate cause of death." Part 2 asks for "other significant conditions contributing to death" (no limit on number). Two research assistants who were unaware of the study aims independently abstracted causes of death verbatim from the death certificates. Conditions were categorized into predefined clinically relevant groups and quantified using proportions. Exact binomial 95% confidence intervals (CIs) were calculated using SAS version 9.1 (SAS Institute, Cary, North Carolina).
Results
Of the 323 participants, 165 died during follow-up (Table 1). Among all decedents, dementia documentation on their death certificates was none, 37.0% (95% CI, 29.6%-44.8%); listed in part 1 line A, 15.8% (95% CI, 10.6%-22.2%); listed in part 1 lines B-D, 35.2% (95% CI, 27.9%-43.0%); and listed in part 2, 16.4% (95% CI, 11.2%-22.9%) (Table 2). Seven participants had dementia listed in parts 1 and 2. Among the 114 decedents with a premortem diagnosis of Alzheimer disease, documentation of dementia anywhere on their death certificates was none, 33.3% (95% CI, 24.8%-42.8%); Alzheimer disease, 27.2% (95% CI, 19.3%-36.8%); "dementia" without further specification, 37.7% (95% CI, 28.8%-47.3%); and vascular dementia, 0.9% (95% CI, 0.2%-4.8%).
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Table 1. Characteristics of Nursing Home Decedents With Advanced Dementia (N = 165)
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Table 2. Causes of Death of Decedents With Advanced Dementia in Nursing Homes, Recorded According to Location on Death Certificates (N = 165)
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Comment
In this study, dementia, and specifically Alzheimer disease, was underreported on death certificates, raising concerns about the accuracy of mortality statistics based on these documents. Despite the terminal stage of dementia in our cohort, dementia was not recorded on 37% of death certificates. The absence of Alzheimer disease on three-quarters of death certificates of decedents with this premortem diagnosis is a particular problem because among the causes of dementia, NCHS ranks only Alzheimer disease among its leading causes of death.
This study is limited in that 94% of the cohort died in nursing homes where dementia is more likely to be reported on death certificates compared with hospitals.2 There may be some inaccuracies in the clinical dementia subtypes obtained from the chart. The findings may not be generalizable outside Boston; however, the study sample and nursing homes are comparable with those in the rest of the United States.4
An appreciation that patients die from and with dementia is necessary to inform end-of-life decision making. Underestimation of the burden of dementia as a major fatal illness may hamper planning of health services needed for persons dying with this condition.
Author Contributions: Dr Mitchell had full access to all of the data in the study and takes responsibility for the integrity of the data and the accuracy of the data analysis.
Study concept and design: Wachterman, Mitchell.
Acquisition of data: Mitchell.
Analysis and interpretation of data: Wachterman, Kiely, Mitchell.
Drafting of the manuscript: Wachterman, Mitchell.
Critical revision of the manuscript for important intellectual content: Wachterman, Kiely, Mitchell.
Statistical analysis: Wachterman, Kiely, Mitchell.
Obtained funding: Mitchell.
Study supervision: Mitchell.
Financial Disclosures: None reported.
Funding/Support: This research was supported by grant R01 AG024091 from the National Institute on Aging of the National Institutes of Health.
Role of the Sponsor: The funding organization had no role in the design and conduct of the study; in the collection, analysis, and interpretation of the data; or in the preparation, review, or approval of the manuscript.
Previous Presentation: This paper was presented in part at the 2008 Conference of the Society of General Internal Medicine; April 10, 2008; Pittsburgh, Pennsylvania.
Additional Contributions: Benjamin Sommers, MD, PhD, Brigham and Women's Hospital, provided editing assistance, for which he received no financial compensation.
Melissa Wachterman, MD, MPH
Brigham and Women's Hospital
Boston, Massachusetts
Dan K. Kiely, MPH, MA;
Susan L. Mitchell, MD, MPH
smitchell{at}hrca.harvard.edu
Hebrew SeniorLife Institute for Aging Research
Boston
1. Heron MP. Deaths: Leading causes for 2004 [National Vital Statistics Reports volume 56, No. 5]. National Center for Health Statistics. http://www.cdc.gov/nchs/data/nvsr/nvsr56/nvsr56_05.pdf. Accessed November 10, 2008.
2. Olichney JM, Hofstetter CR, Galasko D, Tha LJ, Katzman R. Death certificate reporting of dementia and mortality in an Alzheimer's disease research center cohort. J Am Geriatr Soc. 1995;43(8):890-893.
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3. Macera CA, Sun RK, Yeager KK, Brandes DA. Sensitivity and specificity of death certificate diagnoses for dementing illnesses, 1988-1990. J Am Geriatr Soc. 1992;40(5):479-481.
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4. Mitchell SL, Kiely DK, Jones RN, Prigerson H, Volicer L, Teno JM. Advanced dementia research in the nursing home: the CASCADE Study. Alzheimer Dis Assoc Disord. 2006;20(3):166-175.
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5. Reisberg B, Ferris SH, de Leon MJ, Crook T. The Global Deterioration Scale for assessment of primary degenerative dementia. Am J Psychiatry. 1982;139(9):1136-1139.
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6. Volicer L, Hurley AC, Lathi DC, Kowall NW. Measurement of severity in advanced Alzheimer's disease. J Gerontol. 1994;49(5):M223-M226.
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Letters Section Editor: Robert M. Golub, MD, Senior Editor.
JAMA. 2008;300(22):2608-2610.
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